QBE disclosure breach may go to ASIC – Ninemsn
QBE disclosure breach may go to ASIC Ninemsn Under ASX rules, disclosures that are made more than 14 calendar days after the change in the director's interests are referred to the Australian Securities and Investments Commission (ASIC). Mr O'Halloran will hand over the reins to John Neal on ... |
Posted in 
Tags: 
Leighton reviewing disclosure methods – Ninemsn
Leighton reviewing disclosure methods Ninemsn The Australian Securities and Investments Commission (ASIC) fined Leighton $300000 in March for contravening continuous disclosure laws over its announcement of an earnings downgrade in April 2011. Leighton also entered into an enforceable undertaking ... |
Leighton reviewing disclosure methods – Ninemsn
Leighton reviewing disclosure methods Ninemsn The Australian Securities and Investments Commission (ASIC) fined Leighton $300000 in March for contravening continuous disclosure laws over its announcement of an earnings downgrade in April 2011. Leighton also entered into an enforceable undertaking ... |
Insolvencies to stay at record highs despite rate cuts – Sydney Morning Herald
Insolvencies to stay at record highs despite rate cuts Sydney Morning Herald The Australian Securities and Investments Commission's figures do not say which industries have experienced the greatest rise in insolvency, but turnaround specialists say retail and property firms have been especially hard hit. |
Insider trader convictions rise – Perth Now
Insider trader convictions rise Perth Now The Australian Securities and Investments Commission (ASIC) has made 11 convictions for insider trading in the three years to December 2011 and is awaiting results from a further seven cases. This compared with 15 cases, resulting in 10 insider trading ... Insider trading breaches surge: ASIC |
Australian business news digest – May 17 – Sydney Morning Herald
Australian business news digest - May 17 Sydney Morning Herald According to accounts filed with the Australian Securities and Investments Commission, Plantic recorded a $10.2 million loss last year, which included $5 million in fees related to manufacturing and engineering. Page 25. |
SEC Charges U.S. Perpetrators in $35 Million International Boiler Room Scheme – Citybizlist (press release)
SEC Charges U.S. Perpetrators in $35 Million International Boiler Room Scheme Citybizlist (press release) The SEC acknowledges the assistance of the City of London Police, Macedonian Securities and Exchange Commission, Macedonian Public Prosecutor, Lithuanian Securities Commission, Australian Securities and Investments Commission, Comision Nacional del ... |
GAIN Capital Hires Industry Veteran Muhammad Rasoul as Chief Product Officer – Sacramento Bee
GAIN Capital Hires Industry Veteran Muhammad Rasoul as Chief Product Officer Sacramento Bee ... Services Agency (FSA) in Japan, the Securities and Futures Commission (SFC) in Hong Kong, the Investment Industry Regulatory Organization of Canada (IIROC) in Canada and the Australian Securities and Investments Commission (ASIC) in Australia. |
Lowy scrubs up, gives question the brush – Sydney Morning Herald
 Sydney Morning Herald | Lowy scrubs up, gives question the brush Sydney Morning Herald Transcript bid fails FORMER Allco boss David Coe and his fellow director Gordon Fell have failed in their attempt to stop the transcripts of examinations undertaken by the Australian Securities and Investments Commission being handed over to the ... |
Westfield cleaners taken to the cleaners – Sydney Morning Herald
 Sydney Morning Herald | Westfield cleaners taken to the cleaners Sydney Morning Herald WORD POWER The former Allco boss David Coe and his fellow director Gordon Fell have lost their bid to stop the transcripts of examinations undertaken by the Australian Securities and Investments Commission being handed over to the receivers of the firm ... |